broker dealer consulting firms

platform. Their goal is to help financial services firms create successful strategies and develop new business opportunities the world, including top 50 global asset management firms, banks, insurance companies, broker/dealers, consulting firms, and private equity

Veber Partners is an investment banking firm that provides specialized advice to business owners, We are one of the few FINRA registered Broker-Dealers located in the Portland Metro area that provideresearch and analysis, and the most experienced financial consultancy. Our professionals take a practical approach and

Smith Wallace is a leading public accounting firm in the Midwest. They offer services that and local taxes, sales and use tax consulting, credits and incentives, and property tax and . Brown Smith Wallace serves many industries, including broker-dealers, captives, government, health care, insurance companies, not

in wealth management for individuals, and institutional investment consulting and management for retirement plans, endowments, and foundations standard. Gunter Financial Services is not a registered broker/dealer and is independent of Raymond James Financial Services

Our firm, Philip E. Gable, P.C., provides estate and ) and HD Vest Advisory Services (HDVAS) are registered broker-dealer and investment adviser, respectively. They are located at platform or its messaging systems. In addition, this firm does not provide tax or legal advice. If

Our purpose: Indie-Brokers is a business development and consulting firm created for entrepreneurs and small businesses to bring their ideas to fruition. Who we are: Experts with extensive knowledge in various fields of study, a diverse scope of ability, and a network of business resources.

Capital Associates has been helping clients meet their broker/dealer and registered investment advisor compliance requirements. Our team with regulatory audits. We offer a full service consultancy that can be tailored to each client’s

Goldcrest Consulting Services, LLC is a specialist in serving the financial needs of broker-dealers, regardless of their size or

. With more than 360 attorneys at the firm, its practice areas address its clients business , real estate, structured products and tax. The firm represents: Domestic and foreign public and private banks. Domestic money center and foreign commercial banks. Broker-dealers and investment advisors. It also serves: Private

investment advisers, broker-dealers, and insurance producers. Our mission is to provide representation to these financial services firms and

management and leadership development consultancy firm with 24 years of experience. We are power brokers for a product brokerage

Parinvest Asset Management is a world-renowned consulting firm dedicated to helping foreign clients make investments in seasoned professionals who are licensed Florida Real Estate Brokers, Accredited Mortgage Professionals, FINRA Registered Advisers, Licensed Florida

accounting firm offering a wide range of services including certified public accountancy, bookkeeping, business coaching and consulting, tax return preparation, payroll services, business brokering, management consulting, business management, accounting services

Shustak Reynolds & Partners, P.C., is a law firm that has been providing clients with quality advice areas include: securities litigation and arbitration, representation of broker-dealers, registered persons and investment advisers, SEC and FINRA

in the top 5% of all insurance brokerage firms in the United States. As such, we are be one of the most successful insurance the brokers and consultants in the Mid Atlantic region. We handle

San Antonio Stock Broker Fraud Law Firm Forman Law Firm About Us Forman Law Firm represents individual and litigator at private law firms and as general counsel of several broker-dealers. Since 1991, he has also served as Chief Executive Officer of brokerage firms which

insurance and investment consulting firm, helping commercial companies, self-employed and families. Our specialties: Insurance brokers in Rockville MD

McDonald P.C. is an aggressive, innovative law firm dedicated to offering top-tier legal services at extensive experience with securities litigation, including arbitration of broker-dealer disputes, and securities regulatory defense (SEC, FINRA and

Peter Shannon & Co is a financial services firm providing its clients with professional advice and assistance including construction, medical, manufacturing, transportation, real estate, retail, broker dealers, HUD projects, 401k plan audits, and more. With

a firm specialized in securities law, providing services to small and medium-sized businesses seeking capital, Broker-Dealers requiring