of 1940, the Investment Company Act of 1940, SEC regulations, FINRA codes, and state blue sky and insurance

analysis to ensure compliance with the FINRA, SEC, and state regulations, as well as assisting with regulatory audits

moving targets that are the regulatory requirements of SEC 17a-3 and 4, NASD 3010, Sarbanes Oxley exceeds the requirements set forth by agencies that regulate it's customers.. We also provide ongoing onsite

in securities arbitration, brokerage firm liability, SEC receivership, private placement and Regulation D. They are committed to protecting

seeking capital, Broker-Dealers requiring compliance with SEC and SRO regulations, and wealth managers needing to fulfill their

of experience, the firm specializes in GAAP, SEC, and IRS regulations. The team is fluent in English, French

(DHB), Detroit Small Business (DSB), and Section 3 (SEC 3). Our team specializes in demolition, underground utilities our customers, while ensuring that all standards and regulations are followed.We take pride in the quality