not a registered broker/dealer and is independent of Raymond James Financial Services, Inc., which offers securities through Raymond

, businesses, financial institutions and insurance companies. Areas: Accountants, Securities Broker-Dealers, Financial Advisors and Planners, Architects & Engineers; Insurance Professionals

and institutional investors in complaints against the securities industry. Service: Additionally, the Firm represents firms and as general counsel of several broker-dealers. Since 1991, he has also served ascouncils at the National Association of Securities Dealers, gaining valuable insight into the regulatory process

through its subsidiary Signature Financial LLC. Signature Securities is a licensed broker dealer and investment adviser. Signature Bank is a

-term care. We offer securities and investment advice through Cetera Advisors LLC, a broker/dealer and Registered Investment Adviser

of options. We also work with Securities Service Network, Inc, a registered broker/dealer, which is a member of

value of our clients' properties, assist buyers in securing their ideal home, and help investors expand their since 1995. He obtained his broker's license in 2007 and has been the Broker/Owner of Cadenza Realty

, and the Salvation Army. - Through our FINRA / SIPC - licensed broker-dealer subsidiary, completed private placement and business sale transactions

offers legal and compliance services to investment advisers, broker-dealers, and insurance producers. Our mission is to provide, helping them to adhere to federal and state securities and insurance laws, such as the 1933 and

financial services law and business and securities litigation and arbitration. Our team of core practice areas include: securities litigation and arbitration, representation of broker-dealers, registered persons and investment, complex business disputes and corporate and securities transactions.If you are in need

securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers and Enforcement or Disciplinary Actions. Securities Industry Employment Disputes, FINRA Investor first moment. Connect the Herskovits securities and regulatory team now for

New York City. Area: Corporate and securities law, trade litigations, trademarks, copyrights, bankruptcymergers and acquisitions, employment contracts, trademark licensing, commercial securities, trade regulation and estate planning fund managers, solicitors, investment advisors, securities brokers and other dealers.

lawyers have extensive experience with securities litigation, including arbitration of broker-dealer disputes, and securities regulatory defense (SEC, FINRA and commercial litigation and other related areas such as securities finance, underwriting, compliance and corporate governance. We take

firm specialized in securities law, providing services to small and medium-sized businesses seeking capital, Broker-Dealers requiring compliance

leading financial services provider and the largest independent broker/dealer in the U.S. It is committed to impartial and conflict-free investment advice, helping them secure their financial future. Brad Weddle, CFP and his

with and offer only securities and advisory services through PlanMember Securities Corporation, a registered broker/dealer, investment advisor and member) 874-6910. Atterbury Investment Management, Inc and PlanMember Securities Corporation are independently owned and operated. PlanMember is

, member of FINRA, SIPC, a broker/dealer and a Registered Investment Advisor, provides securities and advisory services.You can

firms, including: Banks, mortgage companies, consumer finance companies, securities firms. Insurance companies, real estate brokerage firms, home banking, mortgage insurance. Payment systems, real estate brokers, records management. Securities broker and dealer, venture capital and private equity. Buckley

opportunities. Their licensed energy brokers use their expertise to help customers take advantage of tax exemptions, secure energy coverage

a Phoenix-based company that specializes in providing security screens for windows and doors. Each screen is are the exclusive, authorized dealer of Tapco Screens in Arizona. We are fully licensed, bonded, and insured (ROC