firms, including: Banks, mortgage companies, consumer finance companies, securities firms. Insurance companies, real estate brokerage firms, home banking, mortgage insurance. Payment systems, real estate brokers, records management. Securities broker and dealer, venture capital and private equity. Buckley

individual and institutional investors in complaints against the securities industry. Service: Additionally, the Firm represents registered representatives law firms and as general counsel of several broker-dealers. Since 1991, he has also served as Chief

-term care. We offer securities and investment advice through Cetera Advisors LLC, a broker/dealer and Registered Investment Adviser

. We are one of the few FINRA registered Broker-Dealers located in the Portland Metro area that provide

of options. We also work with Securities Service Network, Inc, a registered broker/dealer, which is a member of

standard. Gunter Financial Services is not a registered broker/dealer and is independent of Raymond James Financial Services

insurance products and services through its subsidiary Signature Securities Group Corporation ("Signature Securities") and equipment financing through Signature Financial LLC. Signature Securities is a licensed broker dealer and investment adviser. Signature Bank is a Member

services. Brown Smith Wallace serves many industries, including broker-dealers, captives, government, health care, insurance companies, not for

Capital Associates has been helping clients meet their broker/dealer and registered investment advisor compliance requirements. Our team

clients across the United States. We specialize in securities and business law, financial services law and business areas include: securities litigation and arbitration, representation of broker-dealers, registered persons and investment advisers, SEC and FINRA

securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers

banks. Domestic money center and foreign commercial banks. Broker-dealers and investment advisors. It also serves: Private investment

the Salvation Army. - Through our FINRA / SIPC - licensed broker-dealer subsidiary, completed private placement and business sale transactions

lawyers have extensive experience with securities litigation, including arbitration of broker-dealer disputes, and securities regulatory defense (SEC, FINRA and

firm specialized in securities law, providing services to small and medium-sized businesses seeking capital, Broker-Dealers requiring compliance

offers legal and compliance services to investment advisers, broker-dealers, and insurance producers. Our mission is to provide

with and offer only securities and advisory services through PlanMember Securities Corporation, a registered broker/dealer, investment advisor and

) and HD Vest Advisory Services (HDVAS) are registered broker-dealer and investment adviser, respectively. They are located at

answer to the needs of Northwest buyers, sellers, brokers, dealers, lenders and attorneys.

including construction, medical, manufacturing, transportation, real estate, retail, broker dealers, HUD projects, 401k plan audits, and more. With